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Code of Federal Regulations (21 CFR 312.23) clearly defines content and format for INDs. In addtion, FDA maintains guidance documents on the format and content of these applications to assist applicants in their preparation. The major outline of content and format for INDs is listed below:

  1. Cover sheet (Form FDA-1571)
  2. A table of contents
  3. Introductory statement and general investigational plan (including the broad objectives and planned duration of the proposed clinical investigation)
  4. [Reserved]
  5. Investigator's brochure (drug substance and the formulation, pharmacological and toxicological effects, pharmacokinetics and biological disposition, information relating to safety and effectiveness, and possible risks and side effects)
  6. Protocols (in general, protocols for Phase 1 studies may be less detailed and more flexible than protocols for Phase 2 and 3 studies)
  7. Chemistry, manufacturing, and control (CMC) information (including the composition, manufacture, and control of the drug substance and the drug product)
  8. Pharmacology and toxicology information (pharmacological and toxicological studies of the drug involving laboratory animals or in vitro, on the basis of which the sponsor has concluded that it is reasonably safe to conduct the proposed clinical investigations)
  9. Previous human experience with the investigational drug (summary of previous human experience known to the applicant, either in the United States or other countries)
  10. Additional information (e.g. Pediatric study plans for assessing pediatric safety and effectiveness)

eCTD (Module 1 Administrative Information)

1.1 Forms
Form [form-type]
1.2 Cover letters
1.3 Administrative information
1.3.1 Contact/sponsor/applicant information
1.3.1.1 Change of address or corporate name
1.3.1.2 Change in contact/agent
1.3.1.3 Change in sponsor
1.3.1.4 Transfer of obligation
1.3.1.5 Change in ownership of an application or reissuance of license
1.3.2 Field copy certification
1.3.3 Debarment certification
1.3.4 Financial certification and disclosure
1.3.5 Patent and exclusivity
1.3.5.1 Patent information
1.3.5.2 Patent certification
1.3.5.3 Exclusivity claim
1.3.6 Tropical disease priority review voucher
1.4 References
1.4.1 Letter of authorization
1.4.2 Statement of right of reference
1.4.3 List of authorized persons to incorporate by reference
1.4.4 Cross-reference to previously submitted information
1.5 Application status
1.5.1 Withdrawal of an IND
1.5.2 Inactivation request
1.5.3 Reactivation request
1.5.4 Reinstatement request
1.5.5 Withdrawal of an unapproved BLA, NDA, ANDA, or Supplement
1.5 6 Withdrawal of listed drug
1.5.7 Withdrawal of approval of an application or revocation of license
1.6 Meetings
1.6.1 Meeting request
1.6.2 Meeting background materials
1.6.3 Correspondence regarding meetings
1.7 Fast track
1.7.1 Fast track designation request
1.7.2 Fast track designation withdrawal request
1.7.3 Rolling review request
1.7.4 Correspondence regarding fast track/rolling review
Version 2.3.3 2
1.8 Special protocol assessment request
1.8.1 Clinical study
1.8.2 Carcinogenicity study
1.8.3 Stability study
1.8.4 Animal efficacy study for approval under the animal rule
1.9 Pediatric administrative information
1.9.1 Request for waiver of pediatric studies
1.9.2 Request for deferral of pediatric studies
1.9.3 Request for pediatric exclusivity determination
1.9.4 Proposed pediatric study request and amendments
1.9.5 Proposal for written agreement (no longer applicable)
1.9.6 Other correspondence regarding pediatric exclusivity or study plans

Your request for eCTD document review (with company email):


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